SEC Regulations

Non-Objecting Beneficial Owner (NOBO)
A Non-Objecting Beneficial Owner (NOBO) is a beneficial owner who gives consent to release their personal information to companies, thereby facilitating direct communication.
Rule 10b5-1
A legal shield against insider trading for corporate insiders. It allows predetermined stock sales while keeping regulators happy!
Uptick Rule
The Uptick Rule (plus tick rule) is a regulation designed to stabilize the stock market by requiring short sales to occur at a higher price than the previous trade.

Jokes And Stocks

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