A comprehensive annual report filed by publicly-traded companies detailing their financial performance.
The 2,000 Investor Limit: A Gateway for Crowdfunding and Private Business Growth
Understanding the Outdated SEC Rule on Shareholder Reporting
Understanding the Privileges of an Accredited Investor
A professional responsible for reviewing and verifying the accuracy of financial records.
The essential practice of providing necessary company information to ensure transparency and fairness in the financial market.
Electronic Data Gathering, Analysis, and Retrieval - the SEC's filing wizard.
A humorous yet insightful dive into the Form 144 and its importance in the world of securities sales.
Understanding the practice of full disclosure in finance and business transactions.
Exploring the role and responsibilities of investment advisers with humor and insight.
An overarching framework that defines and regulates investment companies, ensuring transparency and investor protection.
A humorous exploration of the proposed SEC rule to unveil the secretive world of executive compensation and non-executive blowback.
An investor or organization with trades that hit significant volume and market value thresholds.
The National Market System promotes free market transparency by regulating trade execution and information disclosure among major exchanges.
A Dive Into the 1996 Act for Simpler Securities Regulation
Understanding Noncovered Securities: The Broker's Best Kept Secret
Painting the tape is a market manipulation technique used to create the illusion of trading activity.
Understanding Prospectus - The Investment Blueprint That Holds Investor Secrets
A crucial document for shareholders that divulges valuable information regarding company management and governance.
An exemption from registration requirements that allows companies to conduct public offerings of securities.
A quick dive into SEC Regulation D, your VIP pass to private capital fundraising!
A humorous and insightful exploration of Regulation SHO and its impact on short selling
