State regulations designed to protect investors from securities fraud.
Understanding the Dodd-Frank Act
Exploration of the Environmental Protection Agency, its mission, impact, and how it relates to economics.
A humorous yet informative look at exempt transactions in finance.
A deep dive into the Expedited Funds Availability Act (EFAA), including its implications, comparisons, and amusing insights!
A guide to the Foreign Corrupt Practices Act, its implications, and how it affects business practices globally.
A humorous take on how old rules still apply in the land of change.
Understanding the role of incontestability clauses in life insurance policies.
The Internal Revenue Code (IRC) is Title 26 of the U.S. Code, governing federal tax laws and regulations.
Understanding International Banking Facilities and Their Importance
A vital U.S. law governing the conduct of investment advisers with the utmost fiduciary integrity.
A thorough examination of the Markets in Financial Instruments Directive II, its context, goals, and differences with its predecessor.
Definition, Examples, and Insights about Natural Monopolies
Canada's Financial Guardian: OSFI Regulation and Supervision
A sophisticated investor who meets specific financial criteria and can trade restricted securities without SEC registration.
Understanding the Truth in Lending Act (TILA) and its role in protecting consumers.
A standardized set of regulations for conducting business and financial transactions across the U.S. with a sprinkle of humor.
An overview of the UCCC to protect consumers in credit transactions.
Exploring Unlisted Trading Privileges and their implications for trading stocks.
A Wells Notice is a regulatory communication indicating potential enforcement actions.
