Uncovering the shady side of finance and how to keep it clean!
The minimum interest rate set by the IRS to prevent under-the-table loan arrangements.
Understanding the concept of an ethical wall and its role in preventing conflicts of interest.
Criteria and Standards for Listing on Stock Exchanges
An accounting practice that keeps certain assets and liabilities off a company's balance sheet.
A financial rule aimed at ensuring investors receive the best execution price for their trades.
Repatriable refers to the ability to move liquid financial assets from a foreign country to an investor's country of origin.
Understanding Rule 10b-5: The Anti-Fraud Crusader of the Securities Market
Explore the concept of UDAAP, its regulations, and its impact on consumers in the financial services industry.
Understanding the USA PATRIOT Act: Powers, Purpose, and Pros & Cons
A humorous yet informative guide to understanding Yield Spread Premiums in the mortgage world.
