Understanding SEC Form 3 and its importance in regulating insider trading.
Understanding SEC Form 4: Statement of Changes in Beneficial Ownership
Detailed Overview of SEC Form ADV: An Essential Guide for Investment Advisers and Their Clients
Interpreting Financial Adviser Laws and Regulations
A friendly guide to the SEC Schedule 13G – understanding ownership disclosures with a sprinkle of humor!
An outdated term for countries formerly within the Soviet sphere, now a bit of a historical relic.
The bustling bazaar where securities go to find a new home, sans the original issuer.
A humorous take on the tax benefits of selling Section 1231 property!
Tax implications for gains from the sale or transfer of depreciable property.
Understanding Section 1250 of the U.S. Internal Revenue Code and the whimsical world of real estate depreciation.
Understanding the mix of industry sectors within a fund or portfolio
Exploring the concept of secular trends in financial markets, contrasted with cyclic trends, and highlighting major examples.
A legislative milestone in investor protection and market transparency
The guardian of the securities market in India, keeping fraudsters at bay so investors can sleep like babies.
A closer look at the SEC: protector of investors and overseer of securities markets.
A monumental legislation aimed at regulating securities transactions and enhancing market transparency.
The ins and outs of loaning your toys... I mean, securities.
The fine art of turning assets into marketable securities with a sprinkle of financial wizardry.
Understanding the different types of securities in the financial market.
A humorous exploration of the Security Market Line and its significance in finance.
Fundamental financing for startups getting their feet wet in the business world.
The difference between the face value of money and its production cost, much to the delight—or dismay—of government coffers.
