Regulation

2,000 Investor Limit
The 2,000 Investor Limit: A Gateway for Crowdfunding and Private Business Growth
Federal Trade Commission (FTC)
An overview of the Federal Trade Commission and its role in protecting consumers and promoting fair competition.
Gramm-Leach-Bliley Act (GLBA)
A comprehensive overview of the GLBA, its implications on the financial industry, and comparisons with historical regulations.
MiFID II
A thorough examination of the Markets in Financial Instruments Directive II, its context, goals, and differences with its predecessor.
National Futures Association (NFA)
A self-regulatory organization ensuring integrity in the U.S. futures and derivatives markets.
Ombudsman
The various roles and functions of an ombudsman in addressing complaints and resolving conflicts.
Regulation O
A regulation that outlines limits on credit for bank insiders to prevent favoritism and ensure fair lending practices.
Regulation T (Reg T)
Regulation T governs cash accounts and outlines credit limits for investors by broker-dealers.
The Volcker Rule
A federal regulation limiting banks' risky investment activities and enhancing financial stability.
Wash Trading
Learn about the intricacies and sneaky antics of wash trading in the financial markets, sprinkled with some humor!

Jokes And Stocks

Your Ultimate Hub for Financial Fun and Wisdom πŸ’ΈπŸ“ˆ