Understanding the importance and functioning of ADP and ACP tests in 401(k) plans.
Gun-jumping is the reckless act of acting on non-public information in financial markets, undermining fairness and equality.
A deep dive into the Home Mortgage Disclosure Act, enhancing transparency in mortgage lending.
An exemption from registration requirements that allows companies to conduct public offerings of securities.
A humorous and insightful exploration of Regulation SHO and its impact on short selling
A primer on Regulation U and its role in secured margin trading.
A guide to early penalty-free withdrawals from IRAs and the mechanics of Rule 72(t).
