International banking regulations enhancing capital requirements and supervision.
The Glass-Steagall Act of 1933 which separated commercial and investment banking.
A vital U.S. law governing the conduct of investment advisers with the utmost fiduciary integrity.
The MiFID is a vital piece of European financial regulation that aims to create transparency and standardization across financial markets.
A key piece of U.S. legislation aimed at preventing oil spills and protecting the environment.
The OATS is a computerized regulatory system for tracking and auditing securities transactions, ensuring transparency and accountability.
A critical regulation governing bank and affiliate transactions in the U.S.
Schedule 13D is a form filed with the SEC that reports beneficial ownership of significant shares.
A monumental legislation aimed at regulating securities transactions and enhancing market transparency.
Exploring Unlisted Trading Privileges and their implications for trading stocks.
